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Represented PTC Alliance and its affiliates in obtaining a $120 million senior secured credit facility from Credit Suisse for purposes of a recapitalization/corporate dividend. Also represented PTCA in a $75 million ABL facility with Wells Fargo.
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Represented a number of European banks on their respective bank merger schemes sanctioned by the High Court to merge UK subsidiary banking businesses into UK branches under the procedure in Part VII of the Financial Services and Markets Act
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Conducting security reviews for banks and providing advice on the enforcement of security
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Advised on a transfer under Part VII of the Financial Services and Markets Act, part of the banking business of a US Investment bank
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Represented listed Hong Kong conglomerate on disposal and refinancing of US$1billion European affiliate
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Internal Investigations - On behalf of boards of directors/audit committees, conducted internal investigations of bank and savings and loan holding companies, and their subsidiary banks for alleged violations of the affiliate transactions rules, inappropriate booking of transactions, auditor intimidation, violations of the Bank Secrecy Act, insider misconduct and other issues
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Bidding for Bank Assets - Representation of a hedge fund in the process of becoming a qualified bidder before the FDIC sponsored auction of assets of failed banks.
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Advising a major U.S. financial institution concerning the FDIC Temporary Liquidity Guarantee Program, including advice with respect to its initial implementation and also in connection with preparing the first UKLA approved disclosure for the FDIC and the US government for use in connection with offerings under the program
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Legislative and Regulatory Relations - Assisted major financial services institutions and trade associations in providing comments on pending legislation and regulations on Capitol Hill and before the federal regulatory agencies on a variety of matters
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Provided advice on collateral management agreements and security documentation relating to warehouse financings in a variety of geographies
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