Event Type: Teleseminar

Start Date/Time:
9 December 2008
End Date/Time:
9 December 2008

You think there might be a problem, or maybe you know there is a problem. If the SEC Enforcement Division calls, would you know which questions you should ask and which to answer? Or, maybe you are wondering whether to contact the SEC first, before it calls you. Amy Greer, former Regional Trial Counsel for the Philadelphia Regional Office of the SEC, recently joined Reed Smith as a partner in the Global Regulatory Enforcement group. Amy, along with Sarah Wolff, head of Reed Smith's Securities Litigation & Enforcement Practice; Tom McGough; and David Mittelman, formerly with the Division of Corporate Finance at the SEC; will lead an interactive session on such topics as:

  • What the SEC is permitted to tell you about its investigation and what the SEC staff's questions may reveal
  • What you should know about self-reporting and cooperation credit
  • Where there is room for flexibility
  • What happens next