• T+1 212 549 0294
    F+1 212 521 5450

Amy J. Greer



  • William & Mary School of Law, 1989, J.D., First Recipient of the George Wythe Award
  • Gettysburg College, 1985, B.A., Phi Beta Kappa

Professional Admissions / Qualifications

  • Pennsylvania
  • New York

Court Admissions

  • U.S. District Court - Eastern District of Pennsylvania
  • U.S. District Court - Western District of Pennsylvania
  • U.S. District Court - Southern District of New York
  • U.S. Court of Appeals - Third Circuit
  • U.S. Court of Appeals - Fourth Circuit
  • U.S. Court of Appeals - Second Circuit
Representing the Countrywide Entities in securities/RMBS litigation filed by AIG against Countrywide, as well as Bank of America and Merrill Lynch entities.
Successfully represented dissident shareholder group in proxy contest litigation, with the result that the Annual Meeting and Director election went forward as scheduled and the dissidents were all elected to the Board of Directors.
Defended Keystone Trading Partners, a market making firm, and its principal, Timothy D. Lobach, in SEC/FINRA enforcement investigation concerning allegations of Regulation SHO violations, resulting in no action by SEC and favorable settlement with FINRA.
Represented the former retail broker-dealer entity of a major financial institution in a FINRA investigation into sales practices relating to the sale of mutual funds, resulting in a favorable settlement.
Advised a multi-national client with its response to a Department of Justice (DOJ) grand jury investigation, which revealed that the client may have been the victim of a fraud perpetrated by certain employees and outside vendors. The engagement has included the conduct of an internal investigation, assisted by the client's internal audit capability and an outside forensic accounting firm, and the provision of advice in regard to Sarbanes-Oxley disclosure requirements.
Favorably settled a private securities litigation and Securities and Exchange Commission (SEC) enforcement action on behalf of the former CEO of a publicly traded medical services company in connection with allegations of financial fraud.
Conducted internal investigation for health care company in connection with claims that personnel disclosed material non-public information.
Conducted internal investigation for trust company concerning the Board’s management of a potential securities law violation.
Represented registered representative in connection with FINRA investigation of broker-dealer’s regulatory lapses, resulting in no action taken against our client.
Defending a major financial institution in an SEC investigation into mortgage securitization and marketing practices.
Results: 1 - 10 of 12