Desmond C.L. Yu

Partner

Education

  • College of Law, London, 1995, Professional Skills Course
  • College of Law, London, 1995, Postgraduate Diploma in Legal Practice
  • King's College London, 1994, LL.B.

Professional Admissions / Qualifications

  • Hong Kong

Court Admissions

  • High Court - Hong Kong

Languages

  • Cantonese
  • English

Desmond has extensive experience in complex corporate/commercial/regulatory dispute resolution and litigation, with focus on contentious financial services and securities regulatory matters, including: compliance matters; confidential investigations; disciplinary proceedings; insider dealing and market misconduct public inquiries;  financial services and securities related criminal matters. Representing reputable investment banks, fund managers, international and Asian corporations, PRC state-owned enterprises, and high net-worth individuals.

Employment History

  • 2011 - Reed Smith Richards Butler
  • 2008 - Richards Butler in Association with Reed Smith LLP
  • 1995 - Richards Butler Hong Kong

Reported Decisions

  • Insider Dealing Tribunal Inquiries/Criminal Prosecution: Securities and Futures Commission -v- Chan Pak Hoe Pablo (2010) and subsequent appeals; Tingyi (Cayman Islands) Holdings Limited (2006); Chinney Alliance Group Limited (2004); Firstone International Holdings Limited (2004); Siu Fung Ceramics Holdings Limited (2002 to 2003); Hong Kong Parkview Group Limited (1996 to 1997)
  • Securities and Futures Commission - Disciplinary Proceedings: Chun Peng Fai (2010); Hantec International Limited/Hantec Investment Consultant Limited (2010); Chen Wei (2009); VC Capital Limited (2009); Radland International Limited (2008) and subsequent appeal to the Securities and Futures Appeals Tribunal
  • The Stock Exchange of Hong Kong Limited - Disciplinary Proceedings: Artini China Co. Ltd. (2011); Mascotte Holdings Limited (2010)
  • In addition to the above, Desmond has conducted numerous contentious regulatory cases which have been resolved without resort to tribunal/court proceedings or in circumstances that cannot be disclosed.
  • Guangdong Enterprises Holdings Limited Restructuring (1999-2002) - Advised on the litigation/insolvency aspects of the successful restructuring of a group of Hong Kong publicly listed companies which are substantially owned and controlled by the Guangdong Provincial Government in the PRC.
  • D.P.I. (HK) Limited & another -v- Wong Ze Kei Maimei also known as Wong Sze Kei Maimei & others (1997 to 1998) - Advised a Hong Kong subsidiary of a large European conglomerate in relation to a fraud perpetrated against it, and assisted the Commercial Crimes Bureau in the relevant criminal proceedings convicting the fraudster.

Professional Affiliations

  • The Law Society of Hong Kong