David T. Mittelman Photo

David is a seasoned counselor to companies, funds, directors, officers, and investors on securities transactions, corporate governance, and SEC issues. His twenty years of experience includes capital market offerings, mergers and acquisitions, internal investigations, and regulatory compliance. He also provides advice on general corporate law including tax matters, commercial contracts, technology licensing, and data privacy. His clients include startups, technology companies, REITs, financial institutions, ETFs, venture funds, hedge funds, and investment advisors.


  • New York University School of Law, LL.M., Taxation
  • Suffolk University Law School, J.D., magna cum laude, Member, Suffolk University Law Review
  • Boston College, B.A.

  • California
  • New York

  • Association of Securities and Exchange Commission Alumni
  • California State Bar, Business Law Section
  • Society for Corporate Governance

Awards & Recognition

  • 2010 - Law360 Corporate Finance Rising Star
  • 2009 - BTI Client Service All-Star
  • 2002 - SEC Capital Markets Award