The unclaimed property audit threat is very real for securities holders. Companies that find themselves under examination face a daunting process that will most certainly result in a significant resource strain across many departments.

Speakers: Freda Pepper

Event Type: Webinar

Start Date/Time:
7 November 2018, 1:00 PM ET
End Date/Time:
7 November 2018, 2:00 PM ET
Event Materials:
Securities Audit Primer

In the Unclaimed Property Professionals Organization’s upcoming webinar, Freda Pepper, Counsel for Reed Smith LLP, and Dana Terry, Unclaimed Property Consulting Director at Georgeson LLC, will explore the securities audit landscape and discuss what a securities holder can do to manage the audit process. 

Learning Objectives:

  • Manage securities audit expectations
  • Identify data and privacy concerns associated with the audit
  • Learn best practices for navigating and managing the audit
  • Understand emerging trends and auditor tactics