Speakers: Thao Ngo

Event Type: Seminar

Location Name:
Two Embarcadero Center, Suite 2000, San Francisco 94111
Start Date/Time:
17 March 2005
End Date/Time:
17 March 2005
Please join Reed Smith's Investment Management Group to discuss the recently adopted rule which requires advisers to certain hedge funds to register with the SEC under the Investment Advisers Act of 1940.

RSVP to Alison Mancinelli at 415.659.5985, no later than March 15

Seminar Topics Include:

  • Important Aspects of the New Rule
  • SEC Registration Process
  • SEC Examination Process
  • Rule and Regulations With Respect to SEC-Registered Advisers

Presentation by: Thao H. Ngo, George F. Magera, and Stephen A. Keen