Event Type: Seminar
The Broadgate Tower, 20 Primrose Street, London EC2A 2RS
Join us on Tuesday 20 September 2016 for an informal panel discussion on trends in market abuse enforcement.
Speakers will include:
- Tim Parkes, Chair of the Regulatory Decisions Committee at the FCA
- Nick Bayley, Managing Director at Duff & Phelps and former Head of Department in the FCA’s Markets Policy & International Division
- Chris Borg, Financial Services Regulatory Partner at Reed Smith
- Robert Falkner, Financial Services Regulatory Partner at Reed Smith
We will provide updates if additional speakers are confirmed. The discussion will focus on the approach to the overlapping enforcement jurisdiction of the FCA and exchanges; and the approach to penalty tariff guidance, early settlement and discounts.
08.30 - 09.00 am registration
09.00 - 10.00 am discussion
10.00 - 10.30 am Q&A
To RSVP, please e-mail firstname.lastname@example.org