Event Type: CLE / CPD, Seminar

Location Name:
PLI New York Center, 1177 Avenue of the Americas, New York NY 10036
Start Date/Time:
25 January 2017, 9:00 AM ET
End Date/Time:
26 January 2017, 5:00 PM ET

Join Reed Smith partner Tom Conner for his two panels:

"REITS, SPACS, BDCS, Other forms"

  • Business Development Companies (BDCs)
  • Real Estate Investment Trusts (REITs)
  • Special Purpose Acquisition Companies (SPACs)
  • Permanent Capital Acquisition Partnerships (P/CAPs)
  • Master Limited Partnerships (MLPs)
  • Other forms

"Mutual Funds, Closed End Funds, and ETFs"

  • Mutual Funds and Other Investment Companies
  • Overview of the regulatory structure
  • Dodd-Frank; Impact of CFTC regulation of commodity pools and advisers
  • Organizational structure
  • Regulatory requirements under the Investment Company Act
  • Closed End Funds
  • ETFs

For more information, or to register, visit pli.edu.