FinReg Focus

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Authors: David Calligan Karen Butler Andrew Lowin

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The FCA’s Investment Firms Prudential Regime takes a new approach to liquidity requirements for investment firms. Reed Smith's David Calligan and Karen Butler are joined by Kroll’s Andrew Lowin to discuss the minimum amount of liquid assets required to be held by investment firms and to help firms understand those requirements, especially as for some it will be the first time they have been subject to the requirement.

To listen to all of our FinReg Focus episodes, please visit PodBean.com.