A Practitioner's Guide to the UK Financial Services Rulebooks, Chapter 7

A Practitioner’s Guide to the UK Financial Services Rulebooks is the leading guide and commentary to the Handbook of the Financial Conduct Authority and the Rulebook of the Prudential Regulation Authority.

Authors: Laura-May Scott

Five years since the creation of the two handbooks, the 7th edition covers significant regulatory developments and how they affect your day-to-day operations. Since the last edition, the PRA has developed its new Rulebook format, and the text reflects the increasing divergence of the FCA and PRA rules (with more focus on the former). There are two new chapters on specialist sourcebooks COLL (Collective Investment Schemes) and CONC (Consumer Credit sourcebook). In addition, the Approved Persons chapter has been completely revised to reflect the Senior Managers and Certification Regime, while the Conduct of Business chapter now reflects the significant change introduced by the second Markets in Financial Instruments Directive package and other European legislation.

Find out more about this publication at sweetandmaxwell.co.uk.