Joe is a senior associate in the firm’s Global Corporate Group. Joe’s practice focuses on advising financial institutions on federal and state regulatory and compliance matters. Joe advises investment funds and investment advisers on the federal laws that govern the securities industry such as the Investment Advisers Act, the Investment Company Act, the Securities Act, and the Securities Exchange Act, including the SEC's rules thereunder. Joe also helps commodity pool operators (CPOs) and commodity trading advisors (CTAs) comply with the Commodity Exchange Act and the CFTC's rules thereunder.