Joe is a senior associate in the firm’s Global Corporate Group.
Joe’s practice focuses on advising financial institutions on federal and state regulatory and compliance matters. Joe advises investment funds, investment advisers, broker-dealers, and commodity pool operators (CPOs) and commodity trading advisers (CTAs) on the federal laws that govern the securities and commodities industries, including the Investment Advisers Act, the Investment Company Act, the Securities Exchange Act, and the Commodity Exchange Act.
Joe negotiates technology transactions and contracts for software licensing, hosted technology, and professional and consulting services, as well as a wide-variety of purchase and services agreements.
Joe also counsels public and private companies and exchange traded funds (ETFs) on corporate and securities matters. Joe’s corporate and securities practice includes drafting quarterly and annual reports pursuant to the federal securities laws; advising on securities offerings; and advising on general corporate and governance matters.
