John O. Lukanski Photo
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John is a trusted adviser to broker-dealers and other wealth management firms. On a nationwide basis, John has managed a wide range of matters, including sensitive internal reviews, high profile regulatory investigations by the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and State regulators, complex FINRA Rule 4530 and U4/U5 disclosure issues, and contentious litigation and arbitration proceedings. John's unique experience enables his clients to make informed strategic decisions.

证书

  • Vanderbilt University School of Law, 1998, 法学博士
  • Seton Hall University, 1995, 理学学士, magna cum laude

  • 纽约
  • 新泽西州

  • U.S. Court of Appeals - Second Circuit
  • U.S. Court of Appeals - Third Circuit
  • U.S. District Court - District of New Jersey
  • 联邦地区法院 – 纽约南部地区
  • 美国纽约东区联邦地区法院
  • U.S. District Court - Eastern District of Michigan

  • Securities Industry and Financial Markets Association, Compliance & Legal Section