Intervenants: Steven Cooper Perry A. Napolitano

Type d’évènement: Formation juridique continue

Lieu
Reed Smith LLP, 599 Lexington Avenue, New York NY 10022
Date/heure de début
27 February 2014, 12:00 PM BIT
Date/heure de fin
27 February 2014, 5:00 PM BIT

Discussion led by distinguished corporate counsel and senior government officials, including former U.S. Deputy Treasury Secretary Roger Atlman. 

Topics Include:

  • Capital Markets
  • Trends & Forecast

SEC Enforcement

  • Aggressive new enforcement policies
  • Asset Management industry in the crosshairs
  • New analytical modeling tools

Role of Compliance

  • Evolving responsibilities of compliance officers
  • Dodd-Frank requirements and their effects
  • Volcker Rule implementation

CLE Credit

Applications for 3.0 hours of credit for California, Illinois, New York, New Jersey, Pennsylvania and Texas accreditation of this program is currently pending. 

 

AGENDA

12:00pm - Registration and Lunch

12:30pm - Keynote Address

1:30pm - Program Begins

5:00pm - Cocktail Reception

 

TO REGISTER, please click here.

Questions? Please contact Katja Cho at kcho@reedsmith.com.