Two London-based traders in connection with an SEC investigation of alleged improper handling of pre-released American Depositary Receipts
Former chief administrative officer of a major department store chain in connection with an accounting fraud investigation by the SEC
Assistant treasurer of MF Global Holdings Ltd. in investigations by the SEC, CFTC, and U.S. attorney’s office regarding the company’s bankruptcy
Former CEO of a global manufacturing company in connection with investigation conducted by the SEC and the U.S. attorney’s office for the Eastern District of New York related to insider trading allegations
Former president of a global online recruitment company at trial in the Southern District of New York in connection with criminal stock options backdating charges
Witness in an investigation by the SEC and U.S. attorney’s office related to alleged fraudulent trading in commercial mortgage-backed securities
Former investment banker in connection with SEC and DOJ investigations of alleged efforts to obtain fraudulent credit ratings on collateralized debt obligations
Former senior executive of a major insurance company in an investigation by the SEC into the use of finite reinsurance contracts
New York hedge fund manager on insider trading charges filed in connection with the expert networking investigation in the Southern District of New York
A trader in FINRA investigation regarding structuring of total rate of return swaps to obtain certain tax benefits
Former trader in connection with the DOJ Antirust Division’s investigation of alleged price-fixing, bid-rigging, and collusion in the foreign currency market
The president of a large Scandinavian shipping company in connection with criminal charges filed by the DOJ Antitrust Division regarding alleged collusion and price-fixing in the international maritime car transport industry
A subject in a DOJ Antitrust Division investigation of alleged price-fixing in the generic pharmaceutical industry
A construction firm and its principal charged by the DOJ Antitrust Division in connection with alleged bid-rigging and fraud scheme relating to New York area hospitals
Frankfurt-based trader in connection with investigations by UK, U.S., and European Union authorities into alleged collusion in the supranational, sub-sovereign, and agency bond markets
Trader in connection with a DOJ Antitrust Division investigation of alleged collusion in the U.S. agency bond market
High-ranking New York City official in connection with federal investigation into alleged pay-to-play and campaign fundraising improprieties in the de Blasio administration
For a large consumer products company conducting business in China, internal investigation of potential FCPA violations
Former New York gubernatorial candidate in a public corruption investigation conducted by attorney general’s office, which concluded with no civil or criminal charges being filed
Former wealth manager charged by the DOJ with federal campaign finance violations in connection with contributions made during 2008 presidential election
New York City Council member in connection with federal investigation into allegations of fraud and misuse of public funds
Large Middle Eastern bank in forfeiture litigation filed in the Southern District of New York involving alleged money laundering and trade embargo violations
New York corporation in connection with civil forfeiture of its interest in a 36-story office building in midtown Manhattan based on alleged violation of Iranian trade sanctions
Former chairman of Neteller in connection with investigation by U.S. attorney’s office relating to online gambling
Large New York hedge fund with a lien against residential property belonging to Conrad Black in connection with criminal forfeiture proceedings in the Northern District of Illinois
A witness in connection with the alleged laundering of bribery proceeds from Taiwan through the purchase of high-end residential real estate in the United States
The former president of a publicly traded company in successfully overturning, on appeal to the Second Circuit, a $6.3 million criminal forfeiture judgment
Former portfolio manager at SAC Capital Advisors in successfully overturning, on appeal to the Second Circuit, a $1.2 million criminal forfeiture judgment
Nancy Wiener, a well-known New York art dealer, in connection with criminal charges filed by Manhattan district attorney’s office related to alleged trafficking in stolen and looted Asian antiquities; the case was successfully concluded with a time-served no-jail, no fine sentence
Prominent New York auction house in providing enforcement and regulatory advice
A non-profit charitable foundation against claims lodged by a foreign entity seeking artwork in the foundation’s collection
A private collector in civil litigation regarding an artwork alleged to have been stolen during World War II
The president of a well-known art gallery in connection with a sales tax investigation by the Manhattan district attorney’s office
Various student loan companies in connection with the New York attorney general’s investigation of direct marketing practices
A private Swiss bank in connection with the DOJ tax division’s voluntary disclosure program
The president of a technology company in connection with federal computer hacking charges
The medical director of a health care facility in connection with a DOJ investigation into alleged bribery, graft, and kickbacks associated with the selection of a pharmaceutical benefits manager
An athletic coach in connection with the investigation of alleged fraud and bribery in the college admissions process being conducted by the U.S. attorney’s office for the District of Massachusetts
An individual charged in the Southern District of New York with racketeering and other violations in connection with his alleged participation in a large-scale Internet sports gambling operation
A subject in the investigation of an alleged scheme to defraud investors in the Fyre Festival event
Managerial employee of a general contracting firm in connection with Manhattan district attorney’s office investigation of alleged bribery and kickbacks in the construction industry
Building supply firm executive in connection with Manhattan district attorney’s office investigation of Disadvantaged Business Enterprise fraud allegations related to the use of subcontractors on various major public construction projects
Conducting internal investigation for a global financial services company regarding the filing of a potentially improper claim made on behalf of one of the bank’s proprietary accounts