Thao Ngo Photo
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Thao is a member of Reed Smith’s Business & Finance department. Thao has extensive experience counseling clients with the formation and day-to-day operations of hedge funds and private equity funds, both domestic and offshore. Further, he has assisted clients with the formation of both state and SEC-registered investment advisory firms as well as the formation of broker-dealers and their registration with FINRA. He has also counseled clients with CFTC rules relating to CPO and CTA registration, and the formation of commodity pools. He is a frequent speaker on investment company and investment advisory legal issues.

证书

  • University of San Francisco School of Law, 1997, 法学博士
  • University of San Francisco, 1994, 工商管理硕士
  • 美国德克萨斯大学奥斯丁分校, 1989, 学士, Finance

  • 加利福利亚州

  • American Bar Association
  • Bar Association of San Francisco

  • 英语
  • Vietnamese